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Tenet Group

  • Guide: 

    Your guide to successful Direct Authorisation

    1 in 5 Directly Authorised firms get rejected, don't be one of them. 

    It’s getting harder to become Directly Authorised (DA) - The FCA recently announced it rejected approximately 1 in 5 DA applications over the last 12 months*. Many advisers applying to become DA are unprepared for the level of scrutiny their applications now come under.


    Through helping hundreds of advice firms make the successful transition to becoming DA, we’ve found that preparation is key. Read our free guide to understand how the DA application process is getting harder, and get the information you need to maximise your chances of success.

     

    You’ll learn:

    • The new challenges of the application process

    • What happens once you’re authorised 

    • What to expect during an FCA interview


    Simply complete the short form opposite to get your great free guide.


    *https://www.fca.org.uk/publications/corporate-documents/consumer-investments-strategy-1-year-update

We provide compliance services to hundreds of UK Directly Authorised financial advice firms of all shapes and sizes.


One-size-fits-all suits nobody. That's why we provide just the right level of support: from standard packages to pick-n-mix options, our packages area tailored to your specific needs. 


Watch the video opposite to learn all about us.