Compliance services for Directly Authorised firms

Peace of mind for directly authorised advisers

Focus on running your business with peace of mind that we’ve got your back. With a wealth of compliance knowledge and research expertise at your beck and call, you can concentrate on what matters most - servicing your clients and growing your business.  


One-size-fits-all suits nobody. That's why we provide just the right level of support: from standard packages to pick-n-mix options, directly authorised firms like you have the freedom and control to choose the services you need. With us, there's no need to pay for things you don’t want or don’t use, which means you can budget easily for the year ahead. 

Want to go directly authorised?

Going DA is a complex decision. Tenet offers a variety of routes for advisers as we know directly authorised isn't for everyone. We're here to help you make the right choice for you. Read our blog to help you get started with your decision. 

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Why partner with Tenet Compliance Services?

Your business, your way

You're in the driving seat. We're just the fuel that gets you where you need to go. We'll give you the guidance and support to make your business a success. 

An extension of your business

Get the support of a highly-experienced in-house team at your fingertips, without having to recruit and without the hefty price-tag.

Hands-on

You and your business are our first priority. Benefit from dedicated support with regular touch-points, focused on you and your needs. 

What will I get?

Get the information and reassurance you need to operate successfully from experts that really care about you and your business. You can pick and choose from our menu of services or opt for a package - whatever suits your business model. 

Check out our packages

Or choose from our menu of services:

Research Hub

Get the knowledge to move forward with confidence. Helpdesks and consultancy support on panels, platforms, CIPs, products, funds and providers on tap, whenever you need it. 

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Compliance support

Ultimate confidence that you're meeting regulatory expectations. From specialist helpdesks, risk assessments and pragmatic audits, to financial promotions and compliance templates, we’ve got you covered.

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File reviews

Protect your business and your clients from future risk. Get unbiased, periodic checks of your files, bolstered by practical feedback and recommendations. We do DB checks too.


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Acquisitions due diligence

Go into acquisitions with your eyes wide open. Our due diligence lifts the lid on your pipeline firms so you're fully informed on the potential risks and rewards.   

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Professional development

 Be the adviser you want to be. Keep your CPD up-to-date with online and face-to-face events.



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Information & updates

Never miss a thing. Get the latest compliance guidance, regulatory updates and research literature, delivered straight into your inbox in a digestible format. 

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Growth services

Kick-start your business growth with access to a wide range of marketing materials and partnerships with agencies focused on helping advisers grow. 

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Recruitment

You can't grow without good people. We're regularly sourcing candidates for our network, so we know we can find you the best quality candidates quickly.  

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FCA Authorisation 

If you're an appointed representative wanting to go directly authorised, or a new business, we can support you through the authorisation process. We'll give you a dedicated consultant to make sure the transition is as smooth and painless as possible, removing the hassle and uncertainty. 

Download our infographic

Ready to get going?

Then let's get started. For detailed services and pricing information get in touch:

Contact us

A proud member of the APCC

As a member of the APCC we abide by their prescribed framework of professional standards, which underpin our first-class consultancy services. Acting as an FCA steering group, we'll also represent the views of our clients. 

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