Directly Authorised Packages

Peace of mind for directly authorised advisers

Our Packages

Inform Package

Get access to expert compliance support and guidance.


For those who already have  compliance resource but want to be kept abreast of regulatory changes, affirm understanding and have access to tools and templates.

You'll get: 

  • Knowledgeable compliance helpdesk

  • Compliance guidance & regulatory updates straight into your inbox

  • A comprehensive suite of compliance template

  • Extensive online support library

  • Suite of respected regulatory registers

  • CPD events, webinars and podcasts

  • Free access to ESG Compass – our exclusive ESG research centre

  • Access to enhanced mortgage and protection rate

  • A range of exclusive third-party supplier deals

£1500 + VAT per annum*

Consult Package

Comprehensive, personalised compliance and research support.


Perfect for those without inhouse compliance resource. Reduce the compliance burden and get the assurance you need. 

You'll get: 

  • Everything from the Inform Package

  • Dedicated regulatory consultant

  • Annual SYSC audit

  • Annual thematic audit

  • Access to the Research Hub: mortgage & protection research support; investments and pensions technical

  • Research Hub panel, product updates and bulletins

£3600 + VAT per annum*

If you’d like to design your own package from the options below and add-on services, we’re more than happy to accommodate. Let’s talk. 

Add-on Services

  • File Reviews – including pre or post sale new business checks, past business reviews and thematic reviews.    
  • Financial promotions training, guidance & reviews
  • FCA Authorisation
  • Variation of Permissions
  • FCA interview competency preparation
  • RMAR submission support
  • Business risk assessments (SYSC, T&C, Consumer Duty, Thematic)
  • T&C supervision & support
  • Trainee Adviser Development Programmes  
  • AR monitoring & oversight
  • DFM monitoring & oversight
  • CII accredited CPD package 
  • Complaint handing 
  • Senior managers and conduct rule training
Research & Technical
  • Specialist investment reviews
  • Provider due diligence
  • Panel consultancy
  • Platform due diligence
  • Target market research
  • ESG due diligence
  • Fund and MPS research
  • Product Governance/Products & Services Outcome – access to the Research Hub’s due diligence and fair value assessments
  • CIP/CRP Review
  • CIP/CRP Consultancy 

Growth & Exit
  • Recruitment of new advisers and support staff, including compliance resource.
  • Business sale and exit strategy planning
  • Capital resources and wind-down planning
  • Client engagement surveys and testing 

Add-ons can be purchased at any time and are priced on a bespoke or hourly rate basis.

Ready to get going?

Then let's get started. For detailed services and pricing information get in touch: