To speak to a consultant
Call 0113 239 0011

Our services

Through Tenet Compliance Services you will have access to a range of quality compliance support to help you meet your regulatory requirements, as well as business development solutions which add value and income to your business.

Home Services

Choice & flexibility

We provide a wide range of compliance, research and business support solutions – simply choose the right services for your individual business.

Quality compliance support

Our wealth of experience in dealing with the Financial Conduct Authority (FCA), and our large team of regulatory experts, enables us to deliver compliance support which is approachable and proactive in an ever changing regulatory environment. We interpret and condense the FCA requirements and deliver clear compliance guidance, support and practical tools to enable you to run your business effectively and compliantly.

Our compliance support has all areas of your business covered:

  • Comprehensive compliance guidance manual
  • Regular updates and guidance on emerging regulatory changes
  • Template documentation and registers
  • Tried and tested Training & Competence Scheme
  • Client file reviews, giving you peace of mind that you are meeting the FCA's suitability and documentation requirements
  • Assessing your financial promotions
  • Client complaint handling
  • FCA application support
  • RMAR support

Over and above all this support, if you just want to have a chat with one of our experts about a particular area of concern, then you can speak to our Compliance Helpdesk.

Technical & research support

At Tenet Compliance Services we offer a fresh approach to financial planning support where we carry out the complex and time-consuming activities, enabling you to focus on building new advice and service propositions to support your client needs and, crucially, client retention.

Whether you choose to go down a restricted or independent advice route, our proactive product and fund research service, covering both vanilla and esoteric investments, with an experienced team offering ongoing support, is key to meeting the business challenges faced by advisers.

Our technical & research service includes:

  • Comprehensive panels researched from the whole of the market. These are designed on our uniquely designed methodologies and cover a wide range of both individual, corporate and trust solutions
  • Centralised Investment Proposition support - you can utilise our off the shelf solution or we can provide consultancy to help you build your own.
  • Access to a technical helpdesk to answer all your queries on pensions, investments, mortgages and protection.
  • Regular communications to update you on panel changes and guidance on market developments that impact on financial advice.

All of this is supported by unreserved access to our Technical Services & Research Helpdesk, where our team of experts can support your day to day needs.

Specialist & bespoke support

In addition to our core technical & research support, we also offer a range of specialist and bespoke support, such as:

Specialist investment support – we can review specialist investment schemes, such as an EIS or VCT, and provide constructive commentary relating to client suitability, regulatory considerations and suggested risk warnings

Consultancy – a range of training and support, including:

  • Discussing the latest hot topics and how they will affect your business;
  • Assistance on implementing key regulatory changes;
  • Working with you to determine the most effective way to structure your business from a regulatory perspective; and
  • Investment process design/build/review.

We are also more than happy to discuss your specific requirements and do what we can to help.

Discounted software

Technology is a critical part of your day to day business, therefore at Tenet Compliance Services we have negotiated a range of software deals on your behalf.

Growing your business

As a client of Tenet Compliance Services you will have access to a range of business development support which is designed to add value and income to your business. The support includes:


Our marketing support brings you a wide range of compliant marketing and client communication solutions, such as newsletters, brochures, leaflets, posters and adverts, all of which are designed to give you a professional look to your brand and promote your business. We make it quick and easy to use the marketing support as we add your logo and contact details for you and sort the compliance approval.

Adviser recruitment service

If you’re looking to grow your business by recruiting advisers, we can help by using our expertise and doing the legwork for you, saving you a significant amount of time and cost. We’ll advise you on the best way to get the people you need, and organise the activities to help find and recruit the right candidates.

Events programme

Through the Tenet Group we provide access to an extensive range of events across the UK, which are designed to help financial advisers and paraplanners develop by keeping abreast of what is happening in the market and obtain sales tips. Our events programme is accredited by the CII so we provide structured CPD and you also get the chance to network with other advisers, our provider partners and, of course, senior figures at Tenet.

Our events programme includes protection, mortgage and investment events plus webinars which you can view from the comfort of your office or home. The events are free to attend, so why not come along?

For dates and locations, please visit our dedicated events website. To book your place, please email the Events Team at or call 0113 239 5334.

Referral services

Our referral services help you offer a wider range of benefits by providing advice to your clients in areas which are outside your normal spectrum of expertise.

Leading protection panels

As a client of Tenet Compliance Services you can utilise our protection panels to get access to the rates we have negotiated with the providers. So if you are looking to generate additional income, this could be a quick and easy way to do so with little effort from yourself.

Take a look at our leading terms:

If you would like to know more about how you can utilise our protection panels, please speak to our Protection Helpdesk by calling 0113 239 5111. Alternatively, you can email us at


Get in touch today!

To chat with one of our experts, simply give us a call on 0800 085 0825 or request a call back...


Privacy Statement | Disclaimer | Modern Slavery Statement | Gender Pay Gap Report

Statutory Accounts 2018 | Statutory Accounts 2019

Registered in England and Wales No. 3909395. VAT number 712 0544 79.